Asset Management and Planning, LLC
Disaster Recovery and Contingency Plans

 

As a member of the Securities and Exchange Commission and National Association of Securities Dealers and as part of its fiduciary duty to its clients and as a matter of best business practices, Asset Management and Planning, LLC, has adopted polices and procedures for disaster recovery and contingency plans. We want to make our clients aware of our business continuity plans in case of an emergency.

Nothing is more important to us than you our clients and your trust in us. Accordingly, Asset Management and Planning has developed the following backup plan that will allow you to access your information in any situation of varying severity.

All our plans are designed to ensure that our business will continue to function with little or no disruption and that all your assets are secure and accessible. We will be reachable regardless of the scope of the situation.

Asset Management and Planning, has developed a set of plans that permit it to continue to operate in the event there a significant business disruption to our business location. As long as the New York Stock Exchange is open for business we will be open. Asset Management and Planning provides for a backup site in the event there is a disruption of our primary business site.

For example, if our primary office is affected, customers can continue to access their accounts through the Internet or contact us by email or telephone. These address and numbers are listed at the end of the plan. If there will be a prolong disruption at the primary site the Business Continuity Plan provides for relocation of staff to another location where we can continue to provide the best services for you.

How you should be prepared -Asset Management and Planning is highly confident that all our clients will continue to have access to their accounts in the event of a significant business disruption; our clients will be able to go to www.advisorclient.com to see their accounts at T D Ameritrade. Also, they can access their accounts through our website www.assetmgtplanning.com. We will also put a new voicemail on our telephone system and will send an email notification.

If you have any questions, please feel free to call our office at 803-739-6311.

Larry Miller's cell phone 803-318-5717
Laurie White 's cell phone 803-422-6851
Andrew Todd's cell phone 803-309-3352

Asset Management and Planning, LLC
602 Meeting Street, Suite C
West Columbia , SC 29169